This licence type will enable you to advise and arrange deals across all product types. You can advise retail or prodessional clients or, for example, a fund.
We charge a fixed fee of £12,500 + VAT to process this type of application. Our fee includes preparation of an ICARA in accordance with FCA requirements.
The FCA charges an application fee of £5,000 and the capital requirement for this type of licence is £75,000.
This type of licence will enable a firm to manage investments either via a managed account or by managing a Fund via a delegated portfolio management arrangement. We charge a fixed fee of £15,000 to manage this type of application. This licence will require preparation of an ICARA document (detailed risk management / financial document). The FCA charges an application fee of £10,000.
The type of licence will have a capital requirement of £75,000. There may be additional capital requirements based on the amount of assets under management and size of orders executed (further details available on request).
For a free no-obligation quote please call us on 0203 405 7416. Alternatively, you can send an e-mail to email@example.com