At City we understand that every customer is different and are therefore conscious that to meet all your compliance needs we will need to be flexible in our approach and responsive to your wishes.  We therefore hope that you will not hesitate to ask if there is any aspect of our services that you would like to discuss, which needs further explanation or upon which you would like more information.

A list of our main services are below:

	Monthly, quarterly or biannual compliance audits
	Annual health-checks
	Compliance Training
	Compliance Procedures - Compliance Manuals, Monitoring Programs, Business Continuity Plans etc.
	FSA Authorisation Applications
	Supervisory Processes (Waivers, Variations of Permission, Change in Control applications etc.)
	TCF Reviews
	Change Management
	Operations Management / Business Improvement Techniques
	Appointed Representative Agreements / Investment Management Agreements
	Reviews of outsourced functions e.g. Administrators
	Submission of financial returns
	Advice on Enforcement Actions
	Ad-Hoc Advice