The senior team at City has extensive compliance, consulting and industry experience. Please see below for a brief overview of the senior team.
Mark Adams LLB MSc FCII
Mark was Head of Compliance for a Wholesale Bank before joining City in 2006. Prior to this he was a senior manager with one of the Self Regulatory Organisations and his areas of expertise cover money laundering, systems and controls and enforcement. He has published widely on compliance issues and speaks regularly at industry conferences.
Jonathan Marks BA (Hons) FCA - Consultant
Jonathan is a Fellow of the Institute of Chartered Accountants in England and Wales and has extensive experience in dealing with FSA regulated firms. His areas of expertise include FSA financial rules, preparation of ICAAP documents, internal audit, risk management and corporate governance. In addition, he is a partner in a West End accountancy practice and has several years experience of auditing FSA regulated firms and providing advice on tax compliance and planning.
Gerry Morgan BA MBA MCIM MIBC ACoI
Following nearly 7 years at the Financial Services Authority, Gerry joined City in 2006. His experience at the regulator covered a broad range of firms, including; banks, corporate financiers, fund managers, venture capitalists, stockbrokers and independent financial advisers. Prior to the regulator, Gerry worked for a large stockbroking firm for 5 years. His areas of expertise cover money laundering, systems and controls, market conduct, conduct of business and enforcement.
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