City Capital Consulting Limited (“City”) is a specialist provider of compliance consultancy services to FCA regulated firms including FCA Authorisation & FCA Licence Services. Our clients range from global banks to small hedge fund managers in the UK and Europe.

FCA Authorisation FCA Licence Obtain FCA Authorisation

City Capital Consulting Services

 

City Capital Consulting Services where we understand that every customer is different and are therefore conscious that to meet all your compliance needs we will need to be flexible in our approach and responsive to your wishes.

FCA Authorization FCA Authorisation FCA License FCA Licence

We therefore hope that you will not hesitate to ask if there is any aspect of City Capital Consulting Services that you would like to discuss, which needs further explanation or upon which you would like more information.

A list of our professional services are below:

  • Monthly, quarterly or biannual compliance audits
  • Annual health-checks
  • Compliance Training
  • Compliance Procedures – Compliance Manuals, Monitoring Programs, Business Continuity Plans etc.
  • FCA Authorisation Applications
  • Supervisory Processes (Waivers, Variations of Permission, Change in Control applications etc.)
  • TCF Reviews
  • Change Management
  • Operations Management / Business Improvement Techniques
  • Appointed Representative Agreements / Investment Management Agreements
  • Reviews of outsourced functions e.g. Administrators
  • Submission of financial returns
  • Advice on Enforcement Actions
  • Ad-Hoc Advice